Internal Auditor/ Compliance Supervisor

Seeking an experienced Internal Auditor/ Compliance Supervisor with 4-8 years of regulatory compliance/ supervision experience. This position entails leading and conducting regulatory compliance testing to evaluate a financial institution’s overall regulatory compliance. This full-time position is performed out of our downtown Evansville, Indiana office and offers challenging assignments, excellent salary, and a generous benefits package.


  • Supervise Financial Institution team, including monitoring and providing client support to regulatory compliance testing and evaluation processes as well as training and evaluating performance of the team
  • Be the lead person for the firm in the ongoing development of overall Internal Audit/ Compliance process and procedures, including identifying areas for improvement and efficiency and build consensus to initiate the necessary changes to put them into practice
  • Perform compliance risk assessment and testing relative to the compliance with banking laws and regulations for our financial institution client companies
  • Analyze data obtained for evidence of deficiencies in controls, duplication of effort, extravagance, fraud, compliance with laws, government regulations, and management policies or procedures
  • Identify, develop, and document audit issues and recommendations using independent judgment concerning areas being reviewed
  • Communicate or assist in communicating the results of audit and consulting projects via written reports and verbal presentations to management and the Board of Directors
  • Develop and maintain productive client and staff relationships through individual contacts and group meetings
  • Pursue professional development opportunities, including external and internal training and professional association memberships, and share information gained with co-workers
  • Represent Financial Institution team on organizational project teams and at management meetings
  • Assist firm management in securing new internal audit/ compliance clients
  • Assist with loan review engagements, including performing credit quality reviews and documentation reviews
  • Some travel required

Skills/ Qualifications:

  • Bachelor degree in finance, accounting or related field from an accredited college or university
  • 4-8 years of Regulatory compliance testing experience with banking laws and regulations
  • Ability to lead multiple projects/ manage priorities and drive each to completion
  • Prior supervisory experience
  • Proficient in lending compliance regulations, such as Truth in Lending (Regulation Z), the Real Estate Settlement Procedures Act (Regulation X) and Equal Credit Opportunity (Regulation B)
  • Compliance testing experience with the Bank Secrecy Act and related anti-money laundering laws and regulations
  • Strong knowledge of financial services organization or support, control and regulatory functions
  • Regulatory Compliance Certification a plus (i.e. CRCM, ACAMS)
  • Bank examiner experience a plus
  • Skill in collecting and analyzing complex data, evaluating information and systems, and drawing logical conclusions
  • Planning and project management skills, and capable of multi-tasking in a dynamic environment; attention to detail and follow-up
  • Skill in negotiating issues and resolving problems
  • Strategic thinking
  • Solution orientated
  • Skill in using a computer with word processing, spreadsheet and other business software to prepare reports, memos, summaries and analyses
  • Skill in effective verbal and written communications, including active listening skills and skill in presenting audit findings and recommendations
  • Maintain all organizational and professional ethical standards
  • Able to work effectively and productively in a professional team environment
  • Capable and motivated to provide our clients with excellent and timely client service
  • Motivated to work as a team member and maintain harmonious working relationships with co-workers, and be able to build consensus to implement new ideas and procedures that are deemed necessary
  • Be flexible and willing to work additional hours when required

Qualified candidates may submit résumés in confidence to Harding, Shymanski & Company, P.S.C. is an EEO/AA Employer.

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