Regulatory Compliance

We offer a customized, flexible approach to regulatory compliance – providing services that range from comprehensive compliance reviews to specific issue training.

Our approach to regulatory compliance is designed to:

  • Provide ongoing compliance reviews and risk assessments for continuing compliance with laws and regulations;
  • Assist in preparing for regulatory exams, examiner meetings, and communications with regulators about compliance issues;
  • Review policies, procedures, advertisements, and new products to build compliance with applicable regulations; and
  • Build an effective compliance management system – allowing you to focus on serving the needs of your customers and community.

Our compliance professionals have many years of experience working with financial institutions, regulatory agencies, and trade associations. They have managed the compliance, Bank Secrecy Act/ Anti-Money Laundering, internal audit, and loan review functions of financial institutions, and understand the key role those positions play in a successful organization. As a result of this strong background, we are able to provide cost-effective compliance solutions to our clients.

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